The information, products and services on this website are provided on an “AS IS,” “WHERE IS” and “WHERE AVAILABLE” basis.  ICR Capital LLC (“ICR Capital”) and its affiliates does not warrant the information or services provided herein or your use of this website generally, either expressly or impliedly, for any particular purpose and expressly disclaims any implied warranties, including but not limited to, warranties of title, non-infringement, merchantability or fitness for a particular purpose.  ICR Capital will not be responsible for any loss or damage that could result from interception by third parties of any information or services made available to you via this website. Although the information provided to you on this website is obtained or compiled from sources we believe to be reliable, ICR Capital cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose.

Neither ICR Capital, nor any of its directors, officers or employees, nor any third party vendor, will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this website, or resulting from the act or omission of any other party involved in making this website, the data contained herein or the products or services offered on this website available to you, or from any other cause relating to your access to, inability to access, or use of, the website or these materials, whether or not the circumstances giving rise to such cause may have been within the control of ICR Capital or of any vendor providing software or services.  In no event will ICR Capital or any other such party be liable to you, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or any other damages of any kind even if ICR Capital or any other such party has been advised of the possibility thereof.  This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user’s equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure. ICR Capital cannot and does not guarantee continuous, uninterrupted or secure access to the website.

Proprietary Rights

All right, title and interest in this website and any content contained herein is the exclusive property of ICR Capital and its affiliates (together “ICR”), except as otherwise stated.  Unless otherwise specified, this website is for your personal and non-commercial use only and you may print, copy and download any information or portion of this website for your personal use only.  You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this website, except for the purposes expressly provided herein, without ICR’s prior written approval.  If you copy or download any information or software from this website, you agree that you will not remove or obscure any copyright or other notices or legends contained in any such information.

Ownership and Trademarks

The ICR trademarks shown on this website are trademarks of ICR.  The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners.  Nothing on this website shall be interpreted as granting any license or right to use any image, trademark, logo or service mark on the website.  Copying or downloading material from this website does not transfer title to any material on this website to you. You are prohibited from using any marks for any purpose including, but not limited to, use as metatags on other pages or sites on the World Wide Web without the written permission of ICR or such third party, which may own the marks. Anything transmitted to this website by you becomes ICR’s property and may be used by us for any lawful purpose.

Regulatory Matters

ICR Capital provides strategic communications and advisory services to a wide-range of companies that span virtually all major industry sectors.  ICR Capital, a wholly owned subsidiary of ICR, LLC, is an SEC registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (www.finra.org) and the Securities Investor Protection Corporation (www.sipc.org).  ICR Capital provides consulting services on mergers, acquisitions, financial restructurings, underwritings, and similar corporate finance matters.  It may engage in capital raising activities and the sale of private placements, but it does not sell underwritten securities to investors.  It is not a retail broker-dealer, and it does not provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to, retail customers.

The information and services provided on this website are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where ICR Capital is not authorized to provide such information or services.

No Offers or Reliance

No material on this website shall be used or considered as an offer to sell or a solicitation of any offer to buy the securities or services of any issuer. Offers can only be made where lawful under, and in compliance with, applicable law.

ICR Capital makes no representations that transactions, products or services discussed on this website are available or appropriate for sale or use in all jurisdictions or by all investors. Those who access this website do so at their own initiative and are responsible for compliance with local laws or regulations.

ICR Capital is not utilizing this website to provide investment or other advice, and no information or material at this website is to be deemed a recommendation to buy or sell any securities or is to be relied upon for the purpose of making or communicating investment or other decisions. Any transactions listed on this website are included as representative transactions and are not necessarily reflective of overall performance.
ICR Capital does not advise on the tax consequences of any investment.

Use of Links

This website contains links to third party websites. These links are provided only as a convenience. The inclusion of any link is not and does not imply an affiliation, sponsorship, endorsement, approval, investigation, verification or monitoring by ICR Capital of any information contained in any third party website. In no event shall ICR Capital be responsible for the information contained on that website or your use of or inability to use such website. You should also be aware that the terms and conditions of such website and the website’s privacy policy may be different from those applicable to your use of this website.

Business Continuity

ICR Capital has developed and implemented a Business Continuity Plan (BCP) designed to address and mitigate the potential consequences of a significant business disruption, whether the disruption is local to the company, its immediate locale, or more regional. The BCP is designed to enable us to continue or resume key operations in the event of an emergency or significant business disruption within 24 to 48 hours or less.

Our BCP tries to anticipate the various types of events that could interfere with our ability to operate on a normal basis. Critical functions addressed include the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with, and safety of, employees.

ICR Capital maintains its hard-copy books and records and electronic records primarily at its main office and back-up books and records at alternate locations. If records are lost as the result of a business disruption or for any other reason, ICR Capital can recover data from both physical and electronic back-up locations.

In the event of a significant business disruption, ICR Capital will assess all available means of communication and determine how best to communicate with clients. If we are unable to communicate through traditional means we will, if possible, post emergency contact information and instructions on our website.

Our BCP may need to rely upon the recovery and restoration of services provided by various critical business constituents at both our primary and alternate business locations. We have considered the extent to which we may be able to depend upon these business relationships during a significant business disruption as a part of our decision to do business with these constituents.
We believe that our BCP implements reasonable and prudent measures to overcome or at least mitigate the consequences of an event that would otherwise interfere with the normal course of our business. However, because it is not possible to anticipate the nature, scope, impact and consequence of every possible business disruption, ICR Capital does not represent or guarantee that it will be able to continue or resume business operations within any specified period of time under all circumstances.

Our BCP is subject to periodic modification. A copy of the summary of our BCP is available upon request by writing to ICR Capital LLC, 761 Main Avenue, Norwalk, CT 06851, Attention: Stephen Parish, Head of Capital Markets or click here for a PDF version.