Convertible PIPE Transactions

Private convertibles are unique, complex financial instruments that are typically more expensive and structured compared to their public counterparts. While there are benefits to utilizing private convertibles, such as increased flexibility and diversification of the investor base, issuers must consider important factors. For instance, the terms of a private convertible may be less favorable than those of a public deal due to extensive negotiations and potential inclusion of governance rights or board seats, impacting the company’s management and future decision-making processes.

Engaging a capital markets advisor who aligns with your interests can greatly benefit issuers in navigating the longer and riskier process of private convertible deals. ICR Capital’s Convertible and Equity Derivatives Advisory team is dedicated to helping you navigate the complex landscape of private convertibles and provide the necessary guidance for a successful outcome.

We offer significant value throughout the entire process including:

  • Structuring the deal
  • Reviewing and strengthening the documentation
  • Selecting suitable banks
  • Identifying the right investors to approach

Our goal is to offer sincere and thoughtful advice to save you time and secure the best possible terms.